Compliance Officer / Legal Counsel (UK)

Über die Rolle

Gravenos has been built with deliberate attention to its regulatory position. The Drusus platform is positioned outside the FCA regulatory perimeter as a producer of analytical commentary rather than investment advice. The firm has, however, identified a regulatory engagement programme that includes the FCA Innovation Hub. This role exists to lead that engagement and to ensure the firm's contractual, data-protection, and operational posture remains sound as it scales.

Verantwortlichkeiten

• Lead the firm's engagement with the FCA Innovation Hub, in collaboration with external counsel.
• Own the firm's data-protection posture under UK GDPR and the Data Protection Act 2018, including the relationship with the Information Commissioner's Office.
• Maintain the firm's legal framework (Terms of Service, Privacy Policy, Financial Disclaimer) as the platform evolves.
• Lead the contracting work with vendors, partners, and large subscribers.
• Advise the firm on regulatory matters as the platform scales into adjacent territory.

Wonach wir suchen

• Qualified UK solicitor or compliance professional with five or more years of relevant financial services experience.
• Substantial familiarity with the FCA regulatory perimeter and the regulatory analysis appropriate to a product like ours.
• Strong UK GDPR and data-protection knowledge.
• Capability to operate as the sole legal and compliance professional in a small firm; able to identify when external counsel is warranted.

Hilfreich, aber nicht erforderlich

• SMCR-designated experience.
• Prior fintech or analytical-product experience.
• Familiarity with the regulatory environment in Hong Kong (SFC, HKMA).